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Samuel Joseph Rufer

Heck Capital Advisors, LLC

Milwaukee, WI

Rhinelander, WI

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Current Employers
Heck Capital Advisors, Llc

15 East Anderson Street, Rhinelander, WI 54501 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-05-23
  • WI RA
    APPROVED
    Since 2022-05-23

Branch Locations

833 East Michigan St Suite 1460, Milwaukee, WI 53202 • United States

15 East Anderson Street, Rhinelander, WI 54501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heck Capital Advisors Llc Milwaukee WI 01/2022 Present
Target Janesville WI 12/2018 01/2022
Peir 1 Imports Janesville WI 12/2017 08/2019
Student Janesville WI 09/2005 06/2017
Student Salisbury NC 08/2017 05/2021
  • 01/2022 → Present
    Heck Capital Advisors Llc
    Milwaukee, WI
  • 12/2018 → 01/2022
    Target
    Janesville, WI
  • 12/2017 → 08/2019
    Peir 1 Imports
    Janesville, WI
  • 09/2005 → 06/2017
    Student
    Janesville, WI
  • 08/2017 → 05/2021
    Student
    Salisbury, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-23
  • S65 Uniform Investment Adviser Law Examination
    2022-05-23
Other Names
  • Samuel J Rufer

View on SEC IAPD

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BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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