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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-10-19 |
| TX | RA | APPROVED | 2023-10-19 |
Branch Locations
109 East Main Street, Suite 308, Lancaster, OH 43130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lancaster Festival | Lancaster | OH | 07/2016 | 07/2018 |
| Pickerington Local Schools District | Pickerington | OH | 04/2021 | 04/2022 |
| Pickerington Local Schools District | Pickerington | OH | 03/2018 | Present |
| Independent Contractor | Pickerington | OH | 01/2020 | 10/2020 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 05/2022 | Present |
1. Pickerington High School Central; 90 N East St, Pickerington, OH 43147; Head Boys Volleyball Coach; Coaching and overseeing the boys volleyball program; 07/02/2018; 2 Hours per day; Not during securities trading hours; Not Investment-Related. 2. Friends of the Parks Board; 632 W Fifth Avenue Lancaster OH 43130; Board that oversees fundraising and some event planning in representation of the various parks in Lancaster, Ohio; Treasurer of the Board; Reporting numbers to the board on a monthly basis; 01/01/2025; 4 hrs/month; Not during securities trading hours; Not Investment-Related 3. Rotary of Lancaster Ohio Service Committee; 1936 E Main Street Lancaster OH 43130; Joining the Service Project Committee; committee member for service projects; organizing community service projects; 02/28/2025; 30 hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-04 |
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