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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-19
TX RA APPROVED 2023-10-19
  • OH RA
    APPROVED
    Since 2023-10-19
  • TX RA
    APPROVED
    Since 2023-10-19

Branch Locations

109 East Main Street, Suite 308, Lancaster, OH 43130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lancaster Festival Lancaster OH 07/2016 07/2018
Pickerington Local Schools District Pickerington OH 04/2021 04/2022
Pickerington Local Schools District Pickerington OH 03/2018 Present
Independent Contractor Pickerington OH 01/2020 10/2020
Stifel, Nicolaus & Company, Incorporated St. Louis MO 05/2022 Present
  • 07/2016 → 07/2018
    Lancaster Festival
    Lancaster, OH
  • 04/2021 → 04/2022
    Pickerington Local Schools District
    Pickerington, OH
  • 03/2018 → Present
    Pickerington Local Schools District
    Pickerington, OH
  • 01/2020 → 10/2020
    Independent Contractor
    Pickerington, OH
  • 05/2022 → Present
    St. Louis, MO
Other Businesses

1. Pickerington High School Central; 90 N East St, Pickerington, OH 43147; Head Boys Volleyball Coach; Coaching and overseeing the boys volleyball program; 07/02/2018; 2 Hours per day; Not during securities trading hours; Not Investment-Related. 2. Friends of the Parks Board; 632 W Fifth Avenue Lancaster OH 43130; Board that oversees fundraising and some event planning in representation of the various parks in Lancaster, Ohio; Treasurer of the Board; Reporting numbers to the board on a monthly basis; 01/01/2025; 4 hrs/month; Not during securities trading hours; Not Investment-Related 3. Rotary of Lancaster Ohio Service Committee; 1936 E Main Street Lancaster OH 43130; Joining the Service Project Committee; committee member for service projects; organizing community service projects; 02/28/2025; 30 hrs/year; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-18
S63 Uniform Securities Agent State Law Examination 2023-08-04
  • S65 Uniform Investment Adviser Law Examination
    2023-10-18
  • S63 Uniform Securities Agent State Law Examination
    2023-08-04

View on SEC IAPD

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