Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-11 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Enlace Markets Llc | New York City | NY | 06/2021 | 07/2021 |
| Tp Icap | New York City | NY | 12/2022 | 01/2023 |
| Tp Icap | New York City | NY | 06/2023 | 08/2023 |
| Ubs Financial Services, Inc | Weehawken | NJ | 04/2025 | Present |
| Union College | Schenectady | NY | 08/2019 | 06/2024 |
| Greenwich Public Schools | Greenwich | CT | 01/2015 | 08/2019 |
| Unemployed | Greenwich | CT | 08/2024 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-11 |
Reach out to this advisor