Daniel Christopher Exum

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 09/2017
  Us Air Force
  Mountain Home Afb, ID
• 10/2017 → 07/2019
  Us Air Force
  Mountain Home Afb, ID
• 07/2019 → 03/2022
  Us Air Force
  Scott Afb, IL
• 04/2022 → Present
  Principal Life Insurance Company
  O Fallon, IL
• 04/2022 → Present
  Principal Securities, Inc.
  O Fallon, IL
• 09/2024 → Present
  Principal Advised Services
  O Fallon, IL

Exams

• S66 Uniform Combined State Law Examination
  2024-10-15
• S63 Uniform Securities Agent State Law Examination
  2022-09-01