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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-03-02
ND RA APPROVED 2026-02-25
GA RA APPROVED 2026-02-23
MT RA APPROVED 2026-02-23
AL RA APPROVED 2026-02-20
AK RA APPROVED 2026-02-20
DE RA APPROVED 2026-02-20
IA RA APPROVED 2026-02-20
KS RA APPROVED 2026-02-20
LA RA APPROVED 2026-02-20
ME RA APPROVED 2026-02-20
MD RA APPROVED 2026-02-20
MN RA APPROVED 2026-02-20
NE RA APPROVED 2026-02-20
NM RA APPROVED 2026-02-20
NC RA APPROVED 2026-02-20
PR RA APPROVED 2026-02-20
TX RA APPROVED 2026-02-20
UT RA APPROVED 2026-02-20
VI RA APPROVED 2026-02-20
CT RA APPROVED 2025-03-28
NY RA APPROVED 2025-03-28
  • DC RA
    APPROVED
    Since 2026-03-02
  • ND RA
    APPROVED
    Since 2026-02-25
  • GA RA
    APPROVED
    Since 2026-02-23
  • MT RA
    APPROVED
    Since 2026-02-23
  • AL RA
    APPROVED
    Since 2026-02-20
  • AK RA
    APPROVED
    Since 2026-02-20
  • DE RA
    APPROVED
    Since 2026-02-20
  • IA RA
    APPROVED
    Since 2026-02-20
  • KS RA
    APPROVED
    Since 2026-02-20
  • LA RA
    APPROVED
    Since 2026-02-20
  • ME RA
    APPROVED
    Since 2026-02-20
  • MD RA
    APPROVED
    Since 2026-02-20
  • MN RA
    APPROVED
    Since 2026-02-20
  • NE RA
    APPROVED
    Since 2026-02-20
  • NM RA
    APPROVED
    Since 2026-02-20
  • NC RA
    APPROVED
    Since 2026-02-20
  • PR RA
    APPROVED
    Since 2026-02-20
  • TX RA
    APPROVED
    Since 2026-02-20
  • UT RA
    APPROVED
    Since 2026-02-20
  • VI RA
    APPROVED
    Since 2026-02-20
  • CT RA
    APPROVED
    Since 2025-03-28
  • NY RA
    APPROVED
    Since 2025-03-28

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association New York NY 02/2012 Present
Hsbc Securities (Usa) Inc. New York NY 02/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-28
S63 Uniform Securities Agent State Law Examination 2006-07-27
  • S66 Uniform Combined State Law Examination
    2025-03-28
  • S63 Uniform Securities Agent State Law Examination
    2006-07-27
Other Names
  • Offer Vadel

View on SEC IAPD

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