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Ashley Lynn Pena

Charles Schwab & Co., Inc.

Houston, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-15
  • TX RA
    APPROVED
    Since 2022-11-15

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Plano TX 06/2022 Present
Roberts Wealth Management Sugarland TX 12/2000 08/2021
Galena Park Independent School District Houston TX 11/2021 05/2022
Texas Bay Credit Union Houston TX 06/2019 06/2020
Charles Schwab Banks Ssb Plano TX 06/2023 Present
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    Plano, TX
  • 12/2000 → 08/2021
    Roberts Wealth Management
    Sugarland, TX
  • 11/2021 → 05/2022
    Galena Park Independent School District
    Houston, TX
  • 06/2019 → 06/2020
    Texas Bay Credit Union
    Houston, TX
  • 06/2023 → Present
    Charles Schwab Banks Ssb
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
  • S66 Uniform Combined State Law Examination
    2022-11-15

View on SEC IAPD

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