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Cody Rabe

Charles Schwab & Co., Inc.

Westlake, TX

Ballwin, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-03
  • MO RA
    APPROVED
    Since 2025-05-03

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Ballwin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sotolar Masonary Restoration Boca Raton FL 11/2021 05/2022
Bank Of America Boynton Beach FL 06/2019 11/2021
Swing-A-Round,335 Skinker Ln Fenton MO 03/2016 06/2019
Td Ameritrade St. Louis MO 05/2022 03/2024
Charles Schwab & Co Inc,. St Louis MO 03/2024 Present
  • 11/2021 → 05/2022
    Sotolar Masonary Restoration
    Boca Raton, FL
  • 06/2019 → 11/2021
    Bank Of America
    Boynton Beach, FL
  • 03/2016 → 06/2019
    Swing-A-Round,335 Skinker Ln
    Fenton, MO
  • 05/2022 → 03/2024
    Td Ameritrade
    St. Louis, MO
  • 03/2024 → Present
    Charles Schwab & Co Inc,.
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-02
S63 Uniform Securities Agent State Law Examination 2022-09-07
  • S66 Uniform Combined State Law Examination
    2025-05-02
  • S63 Uniform Securities Agent State Law Examination
    2022-09-07

View on SEC IAPD

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STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
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