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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-03-09
TX RA APPROVED 2023-03-08
  • NM RA
    APPROVED
    Since 2023-03-09
  • TX RA
    APPROVED
    Since 2023-03-08

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

4712 Woodrow Bean Transmountain Dr Suite F, El Paso, TX 79924 • United States

Las Cruces, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Service, Inc Fort Worth TX 04/2022 02/2023
United States Army Fort Leonard Wood MO 07/1999 09/2022
First Command Brokerage Services, Inc Fort Worth TX 02/2023 Present
First Command Advisory Services, Inc Fort Worth TX 02/2023 Present
First Command Insurance Services, Inc Fort Worth TX 02/2023 Present
  • 04/2022 → 02/2023
    First Command Brokerage Service, Inc
    Fort Worth, TX
  • 07/1999 → 09/2022
    United States Army
    Fort Leonard Wood, MO
  • 02/2023 → Present
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 02/2023 → Present
    First Command Advisory Services, Inc
    Fort Worth, TX
  • 02/2023 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
Other Businesses

Name of the other business: Home Rental Whether the business is investment-related: No Address of the other business: Las Cruces, NM Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Owner The start date of your relationship: May 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Owner of home. The wife and I manage the property. My wife collects all rents.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
  • S66 Uniform Combined State Law Examination
    2023-01-30

View on SEC IAPD

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