Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-01 |
| FL | RA | APPROVED | 2023-04-14 |
Branch Locations
255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Palm Beach Gardens | FL | 08/2006 | Present |
COASTAL KARMA BREWING LLC; NOT INV. RELATED; LAKE PARK, FL; 32.5% OWNERSHIP; LOCAL BREWERY; START DATE 5/2023; 40 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: SUPPORTING WITH RUNNING EVENTS ON THE WEEKENDS ONLY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-12 |
Reach out to this advisor