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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-05-09
CA RA APPROVED 2023-06-26
  • WA RA
    APPROVED
    Since 2025-05-09
  • CA RA
    APPROVED
    Since 2023-06-26

Branch Locations

Santa Ana, CA • United States

18377 Beach Blvd, Huntington Beach, CA 92648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rohm &Amp; Rohm Cpa Orange CA 02/2022 04/2022
Hawkins Family Santa Ana CA 01/2013 01/2023
Thrivent Investment Management Inc. Minneapolis MN 01/2023 Present
Thrivent Financial Appleton WI 07/2023 Present
Rohm & Rohm Cpa Orange CA 02/2023 04/2023
  • 02/2022 → 04/2022
    Rohm &Amp; Rohm Cpa
    Orange, CA
  • 01/2013 → 01/2023
    Hawkins Family
    Santa Ana, CA
  • 01/2023 → Present
    Minneapolis, MN
  • 07/2023 → Present
    Thrivent Financial
    Appleton, WI
  • 02/2023 → 04/2023
    Rohm & Rohm Cpa
    Orange, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-23
  • S66 Uniform Combined State Law Examination
    2023-06-23
Other Names
  • Lauren Hawkins
  • Lauren Gabrielle Fleming

View on SEC IAPD

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