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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-06 |
| MO | RA | APPROVED | 2026-04-28 |
Branch Locations
300 Crescent Court Suite 1150, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America Corporation | Charlotte | NC | 01/2007 | 12/2019 |
| Swan Global Investments, Llc | Durango | CO | 01/2021 | 06/2023 |
| Unemployed | Dallas | TX | 12/2019 | 01/2021 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 12/2021 | 06/2023 |
| Unemployed | Dallas | TX | 07/2023 | 04/2026 |
| Edward Jones | St. Louis | MO | 04/2026 | Present |
| Hightower Advisors | Dallas | TX | 01/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-18 |
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