Ben Adler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → 10/2022
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 03/2020 → 10/2022
  Wells Fargo Bank, Na
  Los Angeles, CA
• 03/2019 → 02/2020
  Royal Blue International
  Los Angeles, CA
• 08/2016 → 02/2019
  Aps Usa Inc
  Los Angeles, CA
• 12/1996 → 03/2018
  Advance Postage Systems
  Sydney
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 01/2023 → Present
  Bank Of America N.A.
  Los Angeles, CA

Previous Registrations

• 2022-04-22 → 2022-10-18
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-14
• S63 Uniform Securities Agent State Law Examination
  2021-06-29

Other Names

• Ben Adler