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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-07
  • TX RA
    APPROVED
    Since 2023-11-07

Branch Locations

18760 Ih 35, Kyle, TX 78640 • United States

8439 Texas Highway 151, San Antonio, TX 78245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Security Service Invesment Group San Antonio TX 04/2022 Present
Security Service Federal Credit Union San Antonio TX 06/2021 Present
Raymond James Financial Services, Inc. San Antonio TX 04/2022 02/2023
Raymond James Financial Services, Inc. San Antonio TX 02/2023 Present
First Community Bank Corpus Christi TX 02/2018 05/2021
Anita Mallory Designing Corpus Christi TX 09/2015 01/2018
Texas A&M University Corpus Christi TX 08/2013 08/2020
Raymond James Financial Services Advisors, Inc San Antonio TX 11/2023 Present
Security Service Fcu San Antonio TX 04/2023 Present
  • 04/2022 → Present
    Security Service Invesment Group
    San Antonio, TX
  • 06/2021 → Present
    Security Service Federal Credit Union
    San Antonio, TX
  • 04/2022 → 02/2023
    Raymond James Financial Services, Inc.
    San Antonio, TX
  • 02/2023 → Present
    Raymond James Financial Services, Inc.
    San Antonio, TX
  • 02/2018 → 05/2021
    First Community Bank
    Corpus Christi, TX
  • 09/2015 → 01/2018
    Anita Mallory Designing
    Corpus Christi, TX
  • 08/2013 → 08/2020
    Texas A&M University
    Corpus Christi, TX
  • 11/2023 → Present
    San Antonio, TX
  • 04/2023 → Present
    Security Service Fcu
    San Antonio, TX
Other Businesses

(1)Name of Business: Security Service Investment Group Address: 15000 W Interstate 10, San Antonio, TX, 78249-3530, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/15/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Sales Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-27
  • S66 Uniform Combined State Law Examination
    2023-10-27

View on SEC IAPD

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