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Ella Rose M Thompson

Morgan Stanley

Chicago, IL

CRD 7536554

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-14
IL RA APPROVED 2024-05-31
  • TX RA
    APPROVED
    Since 2024-06-14
  • IL RA
    APPROVED
    Since 2024-05-31

Branch Locations

233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 06/2023 01/2024
Morgan Stanley Colchester VT 06/2022 08/2023
Grazers Williston VT 02/2019 05/2022
Loyola Limited Chicago IL 05/2023 Present
Champlain Valley Union High School Hinesburg VT 08/2016 05/2020
Loyola University Chicago Chicago IL 08/2020 Present
Morgan Stanley Chicago IL 01/2024 06/2024
Morgan Stanley Chicago IL 06/2024 Present
  • 06/2023 → 01/2024
    Chicago, IL
  • 06/2022 → 08/2023
    Colchester, VT
  • 02/2019 → 05/2022
    Grazers
    Williston, VT
  • 05/2023 → Present
    Loyola Limited
    Chicago, IL
  • 08/2016 → 05/2020
    Champlain Valley Union High School
    Hinesburg, VT
  • 08/2020 → Present
    Loyola University Chicago
    Chicago, IL
  • 01/2024 → 06/2024
    Chicago, IL
  • 06/2024 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
  • S66 Uniform Combined State Law Examination
    2024-05-31
Other Names
  • Ellarose M Thompson

View on SEC IAPD

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