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Karen Scanlon

Morgan Stanley

Scottsdale, AZ

CRD 7535974

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-20
AZ RA APPROVED 2023-04-13
  • TX RA
    APPROVED
    Since 2023-04-20
  • AZ RA
    APPROVED
    Since 2023-04-13

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Scottsdale AZ 01/2023 Present
Which Wich Scottsdale AZ 04/2016 08/2017
Westin Kierland Resort And Spa Scottsdale AZ 04/2018 07/2018
Torreon Golf Club Show Low AZ 05/2019 07/2019
University Of Tennessee At Martin Martin TN 08/2021 12/2022
Doordash Scottsdale AZ 04/2020 07/2022
Northwestern Mutual Phoenix AZ 04/2022 11/2022
University Of Tennessee At Martin Martin AZ 08/2018 12/2022
N/A Scottsdale AZ 08/2017 04/2018
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
  • 01/2023 → Present
    Morgan Stanley
    Scottsdale, AZ
  • 04/2016 → 08/2017
    Which Wich
    Scottsdale, AZ
  • 04/2018 → 07/2018
    Westin Kierland Resort And Spa
    Scottsdale, AZ
  • 05/2019 → 07/2019
    Torreon Golf Club
    Show Low, AZ
  • 08/2021 → 12/2022
    University Of Tennessee At Martin
    Martin, TN
  • 04/2020 → 07/2022
    Doordash
    Scottsdale, AZ
  • 04/2022 → 11/2022
    Northwestern Mutual
    Phoenix, AZ
  • 08/2018 → 12/2022
    University Of Tennessee At Martin
    Martin, AZ
  • 08/2017 → 04/2018
    N/A
    Scottsdale, AZ
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-11
  • S66 Uniform Combined State Law Examination
    2023-04-11
Other Names
  • Karen Scanlon
  • Karen Karen

View on SEC IAPD

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