Michael Stubbs

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 04/2017
  Michael Lawhon
  Ft Lauderdale, FL
• 09/2014 → 04/2017
  Northwestern Mutual Investment Services Llc
  Ft Lauderdale, FL
• 10/2015 → 04/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2017 → 02/2022
  Wells Fargo Clearing Services, Llc
  Coral Springs, FL
• 02/2022 → Present
  Ubs Financial Services Inc.
  Lake Worth, FL

Previous Registrations

• 2017-07-21 → 2022-02-25
  Wells Fargo Clearing Services, Llc
  Coral Springs, FL
  Fort Lauderdale, FL
  Boca Raton, FL
  Palm Beach Gardens, FL
• 2014-10-16 → 2017-05-01
  Northwestern Mutual Investment Services, Llc
  Ft Lauderdale, FL
• 2014-05-27 → 2014-09-09
  Pnc Wealth Management Llc
  Aventura, FL
  Ft. Lauderdale, FL
  Coconut Creek, FL
  Wellington, FL

Other Businesses

SILVER LINING, LLC, INVT RELATED, LAKE WORTH, FL, 100% OWNERSHIP, START DATE 5/3/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, MANAGE INCOME AND EXPENSES FOR BOAT RENTAL. BELLA GRACE DESIGNS, LLC, NOT INVT RELATED, LAKE WORTH, FL, 66.66% OWNERSHIP WITH SPOUSE, START DATE 6/1/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER, FACILIATE DESIGN CONTRACTS AND CLOTHING DELIVERIES. Bella Grace Designs 2 LLC / 8121 Via BolzanoLake WorthFLUnited States33467 / Services (Business, Professional, Support) / Partnership / Partner / Assist wife with transporting and building closets, pantries, and offices / My wife does interior design for friends and family. Mostly closet, pantry, and office design and customization. We are 50/50 owners of the company / Start Date: 3/1/2021 Silver Lining Ventures 1 / 8121 Via BolzanoLake WorthUnited States33467 / Sport & Leisure Facilities / boat rental / we had our boat in a rental fleet but no longer / 3/1/2021

Exams

• S66 Uniform Combined State Law Examination
  2014-05-22
• S63 Uniform Securities Agent State Law Examination
  2008-02-29

Other Names

• Michael L Stubbs
• Michael Lee Stubbs
• Michael Stubbs