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Joshua Bakken

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-24
AZ RA APPROVED 2026-03-26
  • TX RA
    APPROVED
    Since 2026-05-24
  • AZ RA
    APPROVED
    Since 2026-03-26

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/2022 09/2023
Voya Financial Chandler AZ 01/2019 04/2022
Camelback Village Health Club Phoenix AZ 01/2017 09/2017
Arizona State Univeristy Tempe AZ 08/2014 05/2018
Unemployed Tempe AZ 06/2018 12/2018
J.P. Morgan Securities Llc Tempe AZ 09/2023 Present
  • 04/2022 → 09/2023
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2019 → 04/2022
    Voya Financial
    Chandler, AZ
  • 01/2017 → 09/2017
    Camelback Village Health Club
    Phoenix, AZ
  • 08/2014 → 05/2018
    Arizona State Univeristy
    Tempe, AZ
  • 06/2018 → 12/2018
    Unemployed
    Tempe, AZ
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-11
S63 Uniform Securities Agent State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2026-02-11
  • S63 Uniform Securities Agent State Law Examination
    2022-05-27
Other Names
  • Josh Bakken
  • Joshua Bakken
  • Joshua Jerome Bakken
  • Joshua J Bakken

View on SEC IAPD

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