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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-07 |
Branch Locations
495 Hancock St, North Quincy, MA 02170 • United States
608 Washington Street, Stoughton, MA 02072 • United States
301 Quincy Ave, Quincy, MA 02043 • United States
84 North Main Street, Randlolph, MA 02368 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockland Trust | Quincy | MA | 12/2014 | Present |
| Lpl Financial Llc | Rockland | MA | 05/2022 | Present |
1) 5/2022- Rockland Trust Financial Services- DBA for LPL Business (entity for LPL business) - inv. related- Rockland, MA 2) 5/2022- Hui Yu - Notary- inv. related- Quincy, MA - 1hrs/mth 3) 5/2022- Real Estate Rental- landlord/owner- inv. related- 68 Weybosset ST. North Weymouth, MA- start date 5/2002- 0hrs 4) 02/08/2024 - RT Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/02/2024 - 40 Hours Per Month/ During Trading 5) 04/04/2024 - BSMG - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 3/6/2024 - 10 Hrs/Mo; 1 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-17 |
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