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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-03
  • MN RA
    APPROVED
    Since 2026-02-03

Branch Locations

505 Hwy 169 N, Suite 1100, Plymouth, MN 55441 • United States

Saint Louis Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Life Insurance Company Of North America Minneapolis MN 01/2022 03/2025
Allianz Life Financial Services, Llc Minneapolis MN 01/2022 03/2025
Johnson Brothers St.PAul MN 07/2021 11/2021
France 44 Minneapolis MN 05/2020 08/2020
Edina Public School Edina MN 05/2012 06/2017
Iowa State University Ames IA 08/2017 08/2021
Kestra Investment Services, Llc Plymouth MN 12/2025 Present
Parady Financial Group Edina MN 04/2025 12/2025
Kestra Advisory Services, Llc Plymouth MN 12/2025 Present
  • 01/2022 → 03/2025
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 01/2022 → 03/2025
    Allianz Life Financial Services, Llc
    Minneapolis, MN
  • 07/2021 → 11/2021
    Johnson Brothers
    St.PAul, MN
  • 05/2020 → 08/2020
    France 44
    Minneapolis, MN
  • 05/2012 → 06/2017
    Edina Public School
    Edina, MN
  • 08/2017 → 08/2021
    Iowa State University
    Ames, IA
  • 12/2025 → Present
    Kestra Investment Services, Llc
    Plymouth, MN
  • 04/2025 → 12/2025
    Parady Financial Group
    Edina, MN
  • 12/2025 → Present
    Plymouth, MN
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/08/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: NFP POSITION: Associate Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/08/2025 ADDRESS: 505 Highway 169 N, Unit 1100, Minneapolis MN 55441, United States DESCRIPTION: help manage a book of business via client meetings and reviews, and account management/maintenance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-02
S63 Uniform Securities Agent State Law Examination 2022-08-06
  • S65 Uniform Investment Adviser Law Examination
    2026-02-02
  • S63 Uniform Securities Agent State Law Examination
    2022-08-06

View on SEC IAPD

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