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Emily E Duffy

Nuveen Asset Management, LLC

Chicago, IL

CRD 7534929

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-19
  • IL RA
    APPROVED
    Since 2022-09-19

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 06/2022 Present
Nuveen Asset Management Llc Chicago IL 06/2022 Present
Sb Capital Partners London, Uk 06/2021 07/2021
Home Depot Bartlett IL 05/2018 01/2022
Pasta Mia Bartlett IL 05/2019 07/2019
Pasta Mia Bartlett IL 05/2017 07/2017
Target St. Charles IL 07/2016 09/2016
University Of Tennessee Knoxville TN 08/2018 05/2022
South Elgin High School South Elgin IL 08/2014 05/2018
  • 06/2022 → Present
    Nuveen Securities, Llc
    Chicago, IL
  • 06/2022 → Present
    Chicago, IL
  • 06/2021 → 07/2021
    Sb Capital Partners
    London, Uk
  • 05/2018 → 01/2022
    Home Depot
    Bartlett, IL
  • 05/2019 → 07/2019
    Pasta Mia
    Bartlett, IL
  • 05/2017 → 07/2017
    Pasta Mia
    Bartlett, IL
  • 07/2016 → 09/2016
    Target
    St. Charles, IL
  • 08/2018 → 05/2022
    University Of Tennessee
    Knoxville, TN
  • 08/2014 → 05/2018
    South Elgin High School
    South Elgin, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19

View on SEC IAPD

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