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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

950 Danby Road Suite 100F, Ithaca, NY 14850 • United States

Elbridge, NY • United States

500 Plum St Ste 301, Syracuse, NY 13204 • United States

23 Main Street Suite 313, Cortland, NY 13045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Syracuse NY 01/2023 11/2024
Moro'S Kitchen Skaneateles NY 03/2016 Present
Elephant And The Dove Skaneateles NY 05/2021 07/2021
Northwestern Mutual Insurance Company East Syracuse NY 04/2022 10/2022
Bg1 Baldwinsville NY 11/2022 11/2022
Le Moyne College Syracuse NY 09/2019 12/2022
Jordan Elbridge Highschool Jordan NY 09/2012 09/2019
The Prudential Insurance Company Of America Syracuse NY 05/2023 Present
Lpl Enterprise, Llc Cortland NY 11/2024 Present
  • 01/2023 → 11/2024
    Syracuse, NY
  • 03/2016 → Present
    Moro'S Kitchen
    Skaneateles, NY
  • 05/2021 → 07/2021
    Elephant And The Dove
    Skaneateles, NY
  • 04/2022 → 10/2022
    Northwestern Mutual Insurance Company
    East Syracuse, NY
  • 11/2022 → 11/2022
    Bg1
    Baldwinsville, NY
  • 09/2019 → 12/2022
    Le Moyne College
    Syracuse, NY
  • 09/2012 → 09/2019
    Jordan Elbridge Highschool
    Jordan, NY
  • 05/2023 → Present
    The Prudential Insurance Company Of America
    Syracuse, NY
  • 11/2024 → Present
    Cortland, NY
Previous Registrations
Other Businesses

1) 11/26/2024- Finger Lakes Financial Group, Planning and Insurance- DBA for LPL Business (entity for LPL business)- Financial planning, investment and insurance services.- INV Related- At Cortland, NY- Start date 07/28/2023- 160 HRS MTH- 140 During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-02
  • S66 Uniform Combined State Law Examination
    2023-05-02

View on SEC IAPD

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