Best Investors Account Sign in
Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-02-10
  • RI RA
    APPROVED
    Since 2025-02-10

Branch Locations

Providence, RI • United States

501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities, Inc. Newton MA 06/2022 08/2022
Mml Investors Services, Llc East Providence RI 10/2024 Present
Massmutual Life Insurance Co East Providence RI 09/2024 Present
Allegretti & Associates Lincoln RI 05/2024 10/2024
Mare Rooftop Restaurant Providence RI 06/2024 06/2025
Brown University Providence RI 05/2023 05/2024
Mario & Salvos Restaurant Syracuse NY 12/2022 05/2023
Trio Restaurant Narragansett RI 05/2022 08/2022
Starbucks Syracuse NY 01/2021 01/2022
Andreas Restaurant Providence RI 04/2017 07/2019
Olive Garden Restaurant Warwick RI 01/2017 04/2017
Syracuse University Syracuse NY 08/2019 08/2023
Student Pittsburgh PA 01/2016 01/2017
  • 06/2022 → 08/2022
    Mutual Securities, Inc.
    Newton, MA
  • 10/2024 → Present
    East Providence, RI
  • 09/2024 → Present
    Massmutual Life Insurance Co
    East Providence, RI
  • 05/2024 → 10/2024
    Allegretti & Associates
    Lincoln, RI
  • 06/2024 → 06/2025
    Mare Rooftop Restaurant
    Providence, RI
  • 05/2023 → 05/2024
    Brown University
    Providence, RI
  • 12/2022 → 05/2023
    Mario & Salvos Restaurant
    Syracuse, NY
  • 05/2022 → 08/2022
    Trio Restaurant
    Narragansett, RI
  • 01/2021 → 01/2022
    Starbucks
    Syracuse, NY
  • 04/2017 → 07/2019
    Andreas Restaurant
    Providence, RI
  • 01/2017 → 04/2017
    Olive Garden Restaurant
    Warwick, RI
  • 08/2019 → 08/2023
    Syracuse University
    Syracuse, NY
  • 01/2016 → 01/2017
    Student
    Pittsburgh, PA
Other Businesses

(1)NAME: NIKOLAOS MANOUSOS INV REL: Y ADD: 501 WAMPANOAG TRAIL, EAST PROVIDENCE, RI 02915 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 06/11/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: LIFE (2)NAME: NIKOLAOS MANOUSOS INV REL: N ADD: 900 PHENIX AVE, CRANSTON RI 02921 NATURE: SPORTS OFFICIAL POSITION: GOALTENDING COACH START DATE: 09/21/2025 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DUTIES: COACHING YOUTH HOCKEY GOALIES FOR THE PROVIDENCE CAPITALS YOUTH HOCKEY ORGANIZATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-07
  • S66 Uniform Combined State Law Examination
    2025-02-07

View on SEC IAPD

More in Providence, RI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor