Dennis Lewis Schlegel

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 04/2017
  Triad Advisors Inc
  Norcross, GA
• 08/2014 → 04/2017
  Gitterman Wealth Management, Llc
  Edison, NJ
• 05/2017 → 06/2023
  Mml Investors Services
  Eidson, NJ
• 04/2017 → 06/2023
  Massmutual
  Edison, NJ
• 06/2023 → Present
  Lpl Financial, Llc
  Holmdel, NJ
• 06/2023 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2017-05-09 → 2023-06-27
  Mml Investors Services, Llc
  Warren, NJ
  Edison, NJ
  Edison, NJ
• 2010-08-05 → 2017-04-17
  Gitterman Wealth Management, Llc
  Edison, NJ
• 2007-06-21 → 2010-05-05
  Voya Financial Partners, Llc
  Woodbridge, NJ

Other Businesses

1) 05/2023 - Emeritus Wealth Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/2023 - Emeritus Wealth Group, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Morristown, NJ - Owner - Start Date 04/26/2023 - 0hrs/month - 0% time spent 3) 05/2023 - Dennis Schlegel Jr. - Non-Variable Insurance - Inv. Related - Cream Ridge, NJ - Agent Selling Insurance- Start Date 04/26/2023 - 10hrs/month - 10% time spent. 4) 06/29/2023 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/27/2023 - 100 Hours Per Month/ 100 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-30

Other Names

• Dennis Lewis Schlegel