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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-02-20
  • PA RA
    APPROVED
    Since 2024-02-20

Branch Locations

1717 Arch Street 21St Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 07/2023 03/2024
Vanguard Malven PA 06/2022 08/2022
Rockwood Wealth Management New Hope PA 01/2022 03/2022
Unemployed Newtown PA 01/2013 01/2022
Unemployed Newtown PA 08/2022 07/2023
Janney Montgomery Scott Llc Philadelphia PA 03/2024 09/2025
Janney Montgomery Scott Llc Philadelphia PA 09/2025 03/2026
Janney Montgomery Scott Llc Philadelphia PA 03/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-20
  • S66 Uniform Combined State Law Examination
    2024-02-20

View on SEC IAPD

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