Dorothy L Jones

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → 06/2022
  Verizon
  New York, NY
• 09/2019 → 12/2022
  Black Pearl Travel Concierges Llc
  The Hills, TX
• 04/2022 → 07/2024
  Northwestern Mutual Investment Services, Llc
  Austin, TX
• 06/2022 → 07/2024
  Northwestern Mutual Life Insurance Company
  Austin, TX
• 07/2024 → Present
  Massmutual Life Insurance Co
  Austin, TX
• 08/2024 → Present
  Mml Investors Services, Llc
  Austin, TX

Other Businesses

(1) Name: Dorothy Jones Inv Rel: Y Addr: 807 Las Cimas Pkwy., Bldg 2, Suite 275, Austin TX 78746 Nature: Outside Insurance Sales, Position: Registered Representative, Start: 8/1/2024, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Life, Disability, Long-term Care, Fixed Annuities. (2) Name: Wisdom Wealth, LLC Inv rel: Y Add: Residential Nature: Consulting - Public speaking and life coaching Position: Owner Start Date: 08/15/2025 No. Hr/MO: 16. No. HR/MO During Sec Trading: 8. Describe Duties: Manage the day-to-day operations.

Exams

• S66 Uniform Combined State Law Examination
  2025-01-31
• S63 Uniform Securities Agent State Law Examination
  2023-12-21

Other Names

• Dorothy L Williams
• Dorothy L Williams
• Dorothy L Jones