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Jose Mauricio Lopera-Guevara

Truist Advisory Services, Inc.

Doral, FL

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-17
  • FL RA
    APPROVED
    Since 2021-02-17

Branch Locations

8699 Nw 36Th St, Doral, FL 33166 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Miami FL 01/2018 02/2021
Bbtis Miami FL 05/2016 02/2021
Truist Investment Services, Inc. Miami FL 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Miami, FL
  • 05/2016 → 02/2021
    Bbtis
    Miami, FL
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Miami, FL
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Miami, FL
    Miami, FL
    Key Biscayne, FL
    Miami, FL
    Coral Gables, FL
    Charlotte, NC
    Miami, FL
    Miami, FL
    Orlando, FL
    Miami, FL
    Miami, FL
    South Miami, FL
    Miami, FL
    Key West, FL
    Aventura, FL
    Doral, FL
    Deerfield Beach, FL
    Miami, FL
    Miami, FL
    Richmond, VA
  • 2016-05-19 → 2018-01-02
    Bb&T Investment Services, Inc.
    Coral Springs, FL
    Key Biscayne, FL
    Miami Beach, FL
    Miami, FL
    Miami Beach, FL
    Coral Gables, FL
    Miami Beach, FL
    Charlotte, NC
    Sunny Isles Beach, FL
    Miami Beach, FL
    Hialeah, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Orlando, FL
    Miami, FL
    Miami, FL
    South Miami, FL
    Miami, FL
    Miami, FL
    Hialeah, FL
    South Miami, FL
    Miami, FL
    Miami, FL
    Hialeah, FL
    Key West, FL
    Sunny Isles Beach, FL
    Miami Beach, FL
    Aventura, FL
    Miami Beach, FL
    Hialeah, FL
    Doral, FL
  • 2014-08-04 → 2016-05-17
    Truist Investment Services, Inc.
    Miami, FL
    Miami, FL
    Miami, FL
  • 2012-10-29 → 2014-07-14
    Bb&T Investment Services, Inc.
    South Miami, FL
    Miami Beach, FL
    Weston, FL
    Miami Lakes, FL
    Sunny Isles Beach, FL
    Aventura, FL
    Key Biscayne, FL
    Hollywood, FL
    Miramar, FL
    Charlotte, NC
    Miami, FL
  • 2012-08-27 → 2012-10-12
    Lpl Financial Llc
    Fort Lauderdale, FL
  • 2012-05-08 → 2012-08-14
    Chase Investment Services Corp.
    Davie, FL
    Cooper City, FL
    Plantation, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-04
  • S66 Uniform Combined State Law Examination
    2012-05-04
Designations
Other Names
  • Jose Mauricio Lopera
  • Jose Mauricio Lopera Guevara
  • Jose Lopera

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · DORAL, FL
CITIGROUP GLOBAL MARKETS INC. · MIAMI, FL
PFS INVESTMENTS INC. · MIAMI, FL
FUNDVIEWS CAPITAL, LLC · DORAL, FL
OSAIC INSTITUTIONS, INC. · MIAMI, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIAMI, FL
FORGELIGHT LLC · MIAMI, FL
MENDOZA PRIVATE WEALTH · MIAMI, FL

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