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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-08-11
VA RA APPROVED 2026-08-07
TX RA APPROVED 2026-08-06
  • VI RA
    APPROVED
    Since 2026-08-11
  • VA RA
    APPROVED
    Since 2026-08-07
  • TX RA
    APPROVED
    Since 2026-08-06

Branch Locations

Arlington, VA • United States

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors, Inc. Boston, MA 04/2022 05/2024
Sovos Wilmington MA 12/2021 03/2022
Abercrombie Braintree MA 10/2021 11/2021
Nautilus Boston MA 07/2021 09/2021
L Street Diner Boston MA 06/2021 07/2021
Nightshift Brewing Company Everett MA 06/2021 09/2021
The Jetty Restaurant Group Marshfield MA 06/2021 08/2021
Umass Amherst Recreation Center Amherst MA 01/2019 05/2019
Sankaty Head Golf Course Nantucket MA 05/2019 08/2019
Gunther Tooties Duxbury MA 05/2015 05/2019
Umass Amherst Amherst MA 09/2019 05/2021
Morgan Stanley Washington DC 08/2024 08/2026
Rbc Capital Markets, Llc Vienna VA 08/2026 Present
  • 04/2022 → 05/2024
    Columbia Management Investment Distributors, Inc.
    Boston,, MA
  • 12/2021 → 03/2022
    Sovos
    Wilmington, MA
  • 10/2021 → 11/2021
    Abercrombie
    Braintree, MA
  • 07/2021 → 09/2021
    Nautilus
    Boston, MA
  • 06/2021 → 07/2021
    L Street Diner
    Boston, MA
  • 06/2021 → 09/2021
    Nightshift Brewing Company
    Everett, MA
  • 06/2021 → 08/2021
    The Jetty Restaurant Group
    Marshfield, MA
  • 01/2019 → 05/2019
    Umass Amherst Recreation Center
    Amherst, MA
  • 05/2019 → 08/2019
    Sankaty Head Golf Course
    Nantucket, MA
  • 05/2015 → 05/2019
    Gunther Tooties
    Duxbury, MA
  • 09/2019 → 05/2021
    Umass Amherst
    Amherst, MA
  • 08/2024 → 08/2026
    Washington, DC
  • 08/2026 → Present
    Vienna, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
  • S66 Uniform Combined State Law Examination
    2022-09-16

View on SEC IAPD

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