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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-08-09 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
14501 E. 89Th St. N., Owasso, OK 74055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael White Inc | Catoosa | OK | 04/2022 | 08/2023 |
| Jenkins & Kemper, Cpa's | Bixby | OK | 09/2020 | 03/2022 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 05/2022 | Present |
| Student | Owasso | OK | 03/2012 | 02/2022 |
FOCUS FINANCIAL TAX Is Not Investment Related, Tax Preparer, Owner, 2023-02-15, 40 hours per month, 0 hours per month during trading hours, Hourly Compensation, Prepare tax returns FOCUS FINANCIAL NATURE: Securities Sales POSITION: Registered Representative INVESTMENT RELATED: Is Investment Related START DATE: 2023-08-05, HOURS PER MONTH: 80 hours per month TRADING HOURS: 80 hours per month during trading hours COMPENSATION: Fee Based Compensation DESCRIPTON: Sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-05 |
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