Anthony Joseph Siewert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-26
MN	RA	APPROVED	2025-06-09
ND	RA	APPROVED	2023-02-22

TX RA
APPROVED_RES

Since 2026-06-26
MN RA
APPROVED

Since 2025-06-09
ND RA
APPROVED

Since 2023-02-22

Branch Locations

1413 Central Ave Nw, East Grand Forks, MN 56721 • United States

1616 S Washington St, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Eagles Crest Grill	Grand Forks	ND	09/2014	05/2018
Applegren Construction, Inc.	Grand Forks	ND	05/2019	08/2019
University Of North Dakota	Grand Forks	ND	08/2018	05/2022
Frandsen Bank & Trust	Grand Forks	ND	10/2019	05/2022
Frandsen Bank And Trust	Grand Forks	ND	04/2022	Present
Lpl Financial, Llc	Grand Forks	ND	04/2022	Present
Central Valley Public School	Buxton	ND	10/2012	05/2018

09/2014 → 05/2018

Eagles Crest Grill

Grand Forks, ND
05/2019 → 08/2019

Applegren Construction, Inc.

Grand Forks, ND
08/2018 → 05/2022

University Of North Dakota

Grand Forks, ND
10/2019 → 05/2022

Frandsen Bank & Trust

Grand Forks, ND
04/2022 → Present

Frandsen Bank And Trust

Grand Forks, ND
04/2022 → Present

Lpl Financial, Llc

Grand Forks, ND
10/2012 → 05/2018

Central Valley Public School

Buxton, ND

Other Businesses

1- 04/2022 / Frandsen Investment Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / GRAND FORKS, ND 2- 05/31/2023 - The Frandsen General Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/23/2023 - 8 Hours Per Month/ 6 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-09

S66 Uniform Combined State Law Examination

2023-02-09

View on SEC IAPD