William Erik Swecker

Current Employers

Employment History

• 03/2022 → 07/2023
  Jpmorgan Chase Bank, N.A.
  Athens, GA
• 03/2022 → 07/2023
  J.P. Morgan Securities Llc
  Athens, GA
• 03/2021 → 07/2021
  Rehabmart
  Watkinsville, GA
• 06/2012 → 08/2020
  Jersey Mikes
  Columbus, GA
• 09/2020 → 02/2021
  Unemployed
  Athens, GA
• 08/2021 → 02/2022
  Unemployed
  Athens, GA
• 01/2024 → Present
  Principal Life Insurance Company
  Charlotte, NC
• 01/2024 → Present
  Principal Securities, Inc.
  Charlotte, NC
• 07/2023 → 01/2024
  Unemployed
  Midland, GA
• 04/2024 → Present
  Principal Advised Services
  Charlotte, NC

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/08/2024 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-05
• S63 Uniform Securities Agent State Law Examination
  2022-08-05

Other Names

• William Swecker