Bruce Clinton Bevins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-11-02
TX	RA	APPROVED	2018-11-02

NC RA
APPROVED

Since 2018-11-02
TX RA
APPROVED

Since 2018-11-02

Branch Locations

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Charlotte	NC	10/2012	10/2018
Lpl Financial Llc	Charlotte	NC	11/2018	Present

10/2012 → 10/2018

Ameriprise Financial Services, Inc.

Charlotte, NC
11/2018 → Present

Lpl Financial Llc

Charlotte, NC

Previous Registrations

2012-10-05 → 2018-11-05

Ameriprise Financial Services, Llc

Charlotte, NC
2006-03-15 → 2012-10-09

Wells Fargo Clearing Services, Llc

Charlotte, NC

Charlotte, NC

Other Businesses

1. 03/11/2024 - Bdubz Clubs LLC - Non-Inv Related - Matthews, NC - Other - Golf Equipment Repair and Fitting - CEO - Owner - Started: 2/26/2024 - 8 Hrs/Mo; 1 Hr During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-03
S65	Uniform Investment Adviser Law Examination	2000-09-20
S63	Uniform Securities Agent State Law Examination	1999-03-18

S66 Uniform Combined State Law Examination

2006-03-03
S65 Uniform Investment Adviser Law Examination

2000-09-20
S63 Uniform Securities Agent State Law Examination

1999-03-18

Other Names

Bruce Bevins

View on SEC IAPD