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Cruz Alberto Sandoval Roman

J.P. Morgan Securities LLC

Tempe , AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-12
TX RA APPROVED 2026-02-11
  • AZ RA
    APPROVED
    Since 2026-02-12
  • TX RA
    APPROVED
    Since 2026-02-11

Branch Locations

150 W University Dr., Flr 04, Tempe , AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tempe AZ 01/2026 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 01/2026 Present
Charles Schwab Phoenix AZ 06/2022 12/2025
Office Depot Scottsdale AZ 08/2021 06/2022
Unemployed Phoenix AZ 04/2021 07/2021
Farmers Ins Phoenix AZ 03/2021 03/2021
Unemployed Phoenix AZ 02/2021 02/2021
House Of Cars Arizona Scottsdale AZ 06/2020 01/2021
Unemployed Phoenix AZ 09/2019 05/2020
Camelback Lincoln Phoenix AZ 05/2019 08/2019
Unemployed Phoenix AZ 01/2016 04/2019
  • 01/2026 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 06/2022 → 12/2025
    Charles Schwab
    Phoenix, AZ
  • 08/2021 → 06/2022
    Office Depot
    Scottsdale, AZ
  • 04/2021 → 07/2021
    Unemployed
    Phoenix, AZ
  • 03/2021 → 03/2021
    Farmers Ins
    Phoenix, AZ
  • 02/2021 → 02/2021
    Unemployed
    Phoenix, AZ
  • 06/2020 → 01/2021
    House Of Cars Arizona
    Scottsdale, AZ
  • 09/2019 → 05/2020
    Unemployed
    Phoenix, AZ
  • 05/2019 → 08/2019
    Camelback Lincoln
    Phoenix, AZ
  • 01/2016 → 04/2019
    Unemployed
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-11
S63 Uniform Securities Agent State Law Examination 2022-10-10
  • S66 Uniform Combined State Law Examination
    2026-02-11
  • S63 Uniform Securities Agent State Law Examination
    2022-10-10
Other Names
  • Cruz Sandoval
  • Cruz Sandoval Roman
  • Cruz Alberto Sandovalroman
  • Cruz Sandoval Roman
  • Cruzalberto Sandovalroman

View on SEC IAPD

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