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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Starion Bank | Bismarck | ND | 04/2022 | 07/2022 |
| Verge Fitness | Bismarck | ND | 03/2009 | 03/2022 |
| Unemployed | Bismarck | ND | 03/2022 | 04/2022 |
| Lpl Financial | Bismarck | ND | 07/2022 | Present |
1) 9/2022 - DBA for LPL Business (entity for LPL business) - Starion Bank - Investment Related - Bismark, ND 58503 2) 4/2022 - Financial Institution Duty - Starion Bank - Investment Related - 160 hr/mon - 40 hr/trading - 100% - Bismark, ND 58503 3) 04/12/2023 - Starion Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/10/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-12 |
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