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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-02
TX RA APPROVED 2026-06-02
  • PA RA
    APPROVED
    Since 2026-06-02
  • TX RA
    APPROVED
    Since 2026-06-02

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

300 Willowbrook Lane, Suite #315, West Chester, PA 19382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Advisor Group, Llc Morristown NJ 06/2026 Present
Lpl Financial Llc West Chester PA 03/2022 Present
Gardner Business Media Cincinnati OH 06/2021 01/2022
Gartner Inc. Fort Myers FL 08/2019 06/2021
High Point University High Point NC 08/2015 06/2019
  • 06/2026 → Present
    Morristown, NJ
  • 03/2022 → Present
    Lpl Financial Llc
    West Chester, PA
  • 06/2021 → 01/2022
    Gardner Business Media
    Cincinnati, OH
  • 08/2019 → 06/2021
    Gartner Inc.
    Fort Myers, FL
  • 08/2015 → 06/2019
    High Point University
    High Point, NC
Other Businesses

1. 06/27/2024 - FPA Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 160 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-07
S63 Uniform Securities Agent State Law Examination 2025-03-19
  • S65 Uniform Investment Adviser Law Examination
    2026-04-07
  • S63 Uniform Securities Agent State Law Examination
    2025-03-19

View on SEC IAPD

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