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Ernest Pido

Northwestern Mutual Investment Services, LLC

Cleveland, OH

CRD 7531885

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-02
  • OH RA
    APPROVED
    Since 2026-03-02

Branch Locations

950 Main Ave Ste 600, Cleveland, OH 44113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Hudson OH 05/2022 01/2026
Knox Community Hospital Mount Vernon OH 07/2018 04/2022
Knox Community Hospital Mount Vernon OH 08/2015 07/2018
Brian Aikens Cleveland OH 01/2026 Present
Northwestern Mutual Investment Services Llc Cleveland OH 02/2026 Present
  • 05/2022 → 01/2026
    Ubs Financial
    Hudson, OH
  • 07/2018 → 04/2022
    Knox Community Hospital
    Mount Vernon, OH
  • 08/2015 → 07/2018
    Knox Community Hospital
    Mount Vernon, OH
  • 01/2026 → Present
    Brian Aikens
    Cleveland, OH
  • 02/2026 → Present
    Northwestern Mutual Investment Services Llc
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-08
Other Names
  • Ej Pido
  • Ernest Pido
  • Ernest Pido

View on SEC IAPD

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