Wesley Steven Spiro

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2015-08-10

GA RA
APPROVED

Since 2015-08-10

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	02/2015	Present
Northwestern Mutual Investment Services Llc	Atlanta	GA	02/2015	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	10/2016	Present

02/2015 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
02/2015 → Present

Northwestern Mutual Investment Services Llc

Atlanta, GA
10/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRINCIPAL, THE TODD ORGANIZATION, COLI/BOLI, START DATE: 2/5/2020, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, PARTNER WITH GIL HARVARD; SALES, OPERATIONS, MARKETING, MANAGE; INVESTMENT-RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-24

S66 Uniform Combined State Law Examination

2015-07-24

Other Names

Wes Spiro

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