Stephanie Ellen Comer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-16
OK	RA	APPROVED	2023-02-25

TX RA
APPROVED

Since 2023-05-16
OK RA
APPROVED

Since 2023-02-25

Branch Locations

14604 Bogert Pkwy, Oklahoma City, OK 73134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Edmond	OK	03/2022	Present
Valliance Bank	Oklahoma City	OK	05/2019	03/2022
Crossfirst Bank	Oklahoma City	OK	03/2016	05/2019

03/2022 → Present

Lpl Financial, Llc

Edmond, OK
05/2019 → 03/2022

Valliance Bank

Oklahoma City, OK
03/2016 → 05/2019

Crossfirst Bank

Oklahoma City, OK

Other Businesses

1. 3/13/2023 - Yolie Kernes and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/08/2017 - 160 Hours Per Month/8 Hours During Securities Trading 2. 3/13/2023 - Distinct Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/08/2017 - 160 Hours Per Month/8 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-24

S66 Uniform Combined State Law Examination

2023-02-24

Other Names

Stephanie Ellen Anderson
Stephanie Ellen Allen
Stephanie Ellen Gillham

View on SEC IAPD