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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-11
  • TX RA
    APPROVED_RES
    Since 2022-10-11

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Sergices Llc Charlotte NC 03/2022 Present
Digital Intelligence Systems Mc Lean VA 03/2022 Present
Unc Charlotte Charlotte NC 07/2015 12/2020
Fastenal Company Charlotte NC 08/2018 08/2019
Unc Charlotte Charlotte NC 07/2019 12/2020
Unemployed Charlotte NC 12/2020 03/2022
  • 03/2022 → Present
    Wells Fargo Clearing Sergices Llc
    Charlotte, NC
  • 03/2022 → Present
    Digital Intelligence Systems
    Mc Lean, VA
  • 07/2015 → 12/2020
    Unc Charlotte
    Charlotte, NC
  • 08/2018 → 08/2019
    Fastenal Company
    Charlotte, NC
  • 07/2019 → 12/2020
    Unc Charlotte
    Charlotte, NC
  • 12/2020 → 03/2022
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    2022-06-10

View on SEC IAPD

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