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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-30
  • WI RA
    APPROVED
    Since 2024-01-30

Branch Locations

Wrightstown, WI • United States

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Appleton WI 05/2023 Present
Thrivent Financial Appleton WI 05/2023 Present
Thrivent Financial Minneapolis MN 05/2022 05/2023
Concordia University, Saint Paul Saint Paul MN 05/2020 05/2023
Hortonville High School Hortonville WI 06/2016 05/2020
Kwik Trip Hortonville WI 05/2021 07/2021
Menards Appleton WI 12/2018 03/2020
Wisconsin Timber Rattlers Appleton WI 03/2018 09/2018
  • 05/2023 → Present
    Appleton, WI
  • 05/2023 → Present
    Thrivent Financial
    Appleton, WI
  • 05/2022 → 05/2023
    Thrivent Financial
    Minneapolis, MN
  • 05/2020 → 05/2023
    Concordia University, Saint Paul
    Saint Paul, MN
  • 06/2016 → 05/2020
    Hortonville High School
    Hortonville, WI
  • 05/2021 → 07/2021
    Kwik Trip
    Hortonville, WI
  • 12/2018 → 03/2020
    Menards
    Appleton, WI
  • 03/2018 → 09/2018
    Wisconsin Timber Rattlers
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
  • S66 Uniform Combined State Law Examination
    2024-01-29

View on SEC IAPD

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