Samuel Dawson Fisher

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 08/2025
  The Vanguard Group, Inc.
  Charlotte, NC
• 11/2015 → 04/2022
  Wells Fargo Bank
  Charlotte, NC
• 01/2026 → Present
  Ubs Financial Services Inc
  Charlotte, NC
• 08/2025 → 01/2026
  Unemployed
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2026-04-13
• S63 Uniform Securities Agent State Law Examination
  2022-10-17

Other Names

• Sam Fisher
• Samuel Fisher