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Grant Andrews

LPl Financial LLC

Auburn, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-06
CA RA APPROVED 2023-08-28
  • TX RA
    APPROVED
    Since 2024-11-06
  • CA RA
    APPROVED
    Since 2023-08-28

Branch Locations

200 Auburn Folsom Rd Ste 200, Auburn, CA 95603-5031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Towne Park Denver CO 02/2018 08/2019
Finish Line Denver CO 09/2019 12/2019
Winchester Country Club Meadow Vista CA 05/2017 07/2020
Foothill Fire Protection Rocklin CA 10/2020 03/2022
Regis University Denver CO 07/2016 05/2020
Lpl Financial Llc Auburn CA 03/2022 Present
  • 02/2018 → 08/2019
    Towne Park
    Denver, CO
  • 09/2019 → 12/2019
    Finish Line
    Denver, CO
  • 05/2017 → 07/2020
    Winchester Country Club
    Meadow Vista, CA
  • 10/2020 → 03/2022
    Foothill Fire Protection
    Rocklin, CA
  • 07/2016 → 05/2020
    Regis University
    Denver, CO
  • 03/2022 → Present
    Lpl Financial Llc
    Auburn, CA
Other Businesses

1) 10/14/2022 - AWA Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - INV REL - at reported business locations(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-25
  • S66 Uniform Combined State Law Examination
    2023-08-25

View on SEC IAPD

Other Firms

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FERMATA ADVISORS
ALLSTATE FINANCIAL ADVISORS, LLC
EDWARD JONES
STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERICAN INVESTORS COMPANY
AMERIPRISE FINANCIAL SERVICES, LLC
TAX PLANNING PROFESSIONALS, INC

Other Investors

GARY WILLIAM HENSON
ZACHARY JAMES WEIRICH
WILLIAM EDMOND WITZKE
Steve E Cowles
KATHY L RAY
ELIZABETH WASCHOW
ASHLEY BREANNE HALEY
DELWIN ROBERT FREW

Other Offices

NORTHBROOK FINANCIAL GROUP, LLC · AUBURN, CA
FERMATA ADVISORS · Auburn, CA
ALLSTATE FINANCIAL ADVISORS, LLC · AUBURN, CA
EDWARD JONES · AUBURN, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · AUBURN, CA
EDWARD JONES · AUBURN, CA
AMERICAN INVESTORS COMPANY · AUBURN, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Auburn, CA

More in Auburn, CA

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