Best Investors Account Sign in

Paulo Jorge Ribeiro De Lemos

Mml Investors Services, LLC

Apex, NC

Raleigh, NC

CRD 7531222

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-21
  • NC RA
    APPROVED
    Since 2024-06-21

Branch Locations

Apex, NC • United States

4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunrun Inc. San Francisco CA 11/2013 01/2022
Unemployed Apex NC 02/2022 02/2022
New York Life Insurance Company Raleigh NC 03/2022 07/2023
Nylife Securities Llc Raleigh NC 07/2022 07/2023
Mass Mutual Life Insurance Company Raleigh NC 06/2024 Present
Mml Investors Services Llc Raleigh NC 06/2024 Present
Unemployed Raleigh NC 07/2023 06/2024
  • 11/2013 → 01/2022
    Sunrun Inc.
    San Francisco, CA
  • 02/2022 → 02/2022
    Unemployed
    Apex, NC
  • 03/2022 → 07/2023
    New York Life Insurance Company
    Raleigh, NC
  • 07/2022 → 07/2023
    Nylife Securities Llc
    Raleigh, NC
  • 06/2024 → Present
    Mass Mutual Life Insurance Company
    Raleigh, NC
  • 06/2024 → Present
    Mml Investors Services Llc
    Raleigh, NC
  • 07/2023 → 06/2024
    Unemployed
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-19
  • S66 Uniform Combined State Law Examination
    2023-01-19
Other Names
  • Paulo Jorge Porto Pereira Ribeiro De Lemos
  • Paulo Jorge Ribeiro De Lemos

View on SEC IAPD

More in Apex, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor