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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Metairie | LA | 09/2022 | 02/2023 |
| Vapor Solutions Llc | Houma | LA | 07/2015 | 03/2023 |
| W&S Brokerage Services | Metarie | LA | 04/2023 | 05/2025 |
| Western And Southern Life | Metarie | LA | 04/2023 | 05/2025 |
| Hancock Whitney Bank | Harvey | LA | 05/2025 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2025 | Present |
| Cetera Investment Advisers Llc | Gretna | LA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-29 |
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