Alexander Chan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → 04/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 08/2014 → 03/2022
  Bank Of The West
  San Francisco, CA
• 05/2022 → 04/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 04/2023 → Present
  Morgan Stanley Smith Barney Llc
  San Francisco, CA
• 07/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2022-04-19 → 2023-05-19
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA

Other Businesses

*OBI - 555280 - Columbus Ave LP ; Investment related - Yes ; San Francisco, California ; Real Estate ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 12/2012 ; During business hours : 0 ; After business hours : 0 ; limited partner *OBI - 555277 - California Property Holding, LLC ; Investment related - Yes ; San Francisco, California ; Real Estate ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2019 ; During business hours : 0 ; After business hours : 0 ; passive investor

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-06-04

Designations

• Chartered Financial Analyst

Other Names

• Alex Chan