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Level Four Advisory Services CRD 134086
$6.54B regulatory AUM 98 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Bank | Dallas | TX | 10/2021 | 04/2022 |
| Securities America, Inc. | Dallas | TX | 04/2022 | 08/2022 |
| Securities America, Inc. | Dallas | TX | 08/2022 | 10/2023 |
| Progressive Insurance | Lewisville | TX | 06/2021 | 10/2021 |
| State Farm | Richardson | TX | 03/2020 | 06/2021 |
| Louie Devega State Farm | Plano | TX | 10/2018 | 03/2020 |
| Hyatt Place | Plano | TX | 01/2017 | 10/2018 |
| Westport Properties | Arlington | TX | 12/2015 | 12/2016 |
| Securities America Advisors | Dallas | TX | 01/2023 | 10/2023 |
| Hilltop Securities Inc. | Dallas | TX | 10/2023 | 09/2024 |
| Level Four Financial, Llc | Dallas | TX | 11/2024 | Present |
| Level Four Advisory Services, Llc | Dallas | TX | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-15 |
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