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Thomas Rohloff

Wells Fargo Clearing Services, LLC

Ponte Vedra Beach, FL

CRD 7530924

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-15
FL RA APPROVED 2025-09-12
  • TX RA
    APPROVED
    Since 2025-09-15
  • FL RA
    APPROVED
    Since 2025-09-12

Branch Locations

818 Us Highway A1A N Stes 200 & 206, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Ponte Vedra Brach FL 03/2022 Present
J. Kelly & Associates Jacksonville FL 01/2021 03/2022
Carmax Auto Superstore Jacksonville FL 07/2019 01/2021
Grassroots Natural Market Ii Fleming Island FL 10/2017 07/2019
Student Jacksonville FL 01/2009 10/2017
  • 03/2022 → Present
    Wells Fargo Clearing Services, Llc
    Ponte Vedra Brach, FL
  • 01/2021 → 03/2022
    J. Kelly & Associates
    Jacksonville, FL
  • 07/2019 → 01/2021
    Carmax Auto Superstore
    Jacksonville, FL
  • 10/2017 → 07/2019
    Grassroots Natural Market Ii
    Fleming Island, FL
  • 01/2009 → 10/2017
    Student
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-11
  • S66 Uniform Combined State Law Examination
    2025-09-11
Other Names
  • Tommy Rohloff

View on SEC IAPD

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