Connor Secora

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2021 → 01/2025
  First Republic Investment Management, Inc.
  New York, NY
• 03/2022 → 01/2025
  First Republic Securities Company, Llc
  New York, NY
• 09/2020 → 05/2021
  Fairfield University
  Fairfield, CT
• 06/2019 → 08/2019
  Aflac
  Pearl River, NY
• 01/2020 → 03/2020
  Study Abroad Extended Travel
  Galway
• 06/2021 → 09/2021
  Doordash
  Wyckoff, NJ
• 06/2020 → 11/2020
  Doordash
  Wyckoff, NJ
• 09/2017 → 05/2018
  Fairfield University
  Fairfield, CT
• 09/2016 → 05/2017
  Bergen Catholic High School
  Oradell, NJ
• 06/2017 → 08/2017
  Lan Associates
  Midland Park, NJ
• 06/2018 → 08/2018
  Lan Associates
  Midland Park, NJ
• 09/2018 → 05/2019
  Fairfield University
  Fairfield, CT
• 09/2019 → 12/2019
  Fairfield University
  Fairfield, CT
• 03/2020 → 06/2020
  Unemployed
  Wyckoff, NJ
• 06/2019 → 08/2019
  Doordash
  Wyckoff, NJ
• 01/2025 → Present
  Rbc Capital Markets, Llc
  New York, NY

Previous Registrations

• 2022-09-30 → 2025-02-10
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
• 2023-09-06 → 2025-01-17
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-09-29

Other Names

• Connor Stephen Secora