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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-10
PA RA APPROVED 2022-08-03
  • TX RA
    APPROVED_RES
    Since 2025-05-10
  • PA RA
    APPROVED
    Since 2022-08-03

Branch Locations

200 Willow Valley Square, Lancaster, PA 17602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Lancaster PA 04/2022 Present
Cosaic Charlottesville VA 12/2014 04/2022
Raymond James Financial Services Advisors Lancaster PA 08/2022 Present
  • 04/2022 → Present
    Raymond James Financial Services, Inc
    Lancaster, PA
  • 12/2014 → 04/2022
    Cosaic
    Charlottesville, VA
  • 08/2022 → Present
    Raymond James Financial Services Advisors
    Lancaster, PA
Other Businesses

Investment Planning Group, Inc. Not investment related. Support company/DBA (non-owner). Registered Associate. Started: 04/04/2022. Lancaster, PA. 0 hrs per month, 0 during trading hrs. Support staff.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-02
  • S66 Uniform Combined State Law Examination
    2022-08-02
Designations

View on SEC IAPD

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