James Austin Head

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 03/2018
  Walmart Distribution
  Monroe, GA
• 05/2018 → 08/2018
  Landscapes Llc
  Brunswick, GA
• 08/2018 → 12/2018
  Darden Restaurants
  Brunswick, GA
• 01/2019 → 04/2019
  Target Distribution
  Midway, GA
• 08/2019 → 06/2020
  The Club Ssi
  Saint Simons Island, GA
• 03/2020 → 06/2023
  Sea Island Company
  Sea Island, GA
• 03/2022 → 12/2022
  Wileybros Aintree Capital
  Nashville, TN
• 08/2015 → 12/2021
  College Of Coastal Georgia
  Brunswick, GA
• 06/2023 → 12/2023
  Morgan Stanley Smith Barney Llc
  Tampa, FL
• 10/2025 → Present
  Stifel
  Saint Simons Island, GA
• 12/2023 → 03/2024
  Sea Island Company
  Sea Island, GA
• 03/2024 → 09/2024
  Northwestern Mutual
  Savannah, GA
• 09/2024 → 10/2025
  Sea Island Company
  Sea Island, GA

Previous Registrations

• 2023-07-18 → 2023-12-19
  Morgan Stanley
  Tampa, FL
• 2022-11-22 → 2022-12-19
  &Partners
  Nashville, TN

Other Businesses

1. Sea Island LLC; 100 Cloister Drive Sea Island, GA 31561; Hotel/Hospitality; Guest Services Associate; Valet and Bellman for a hotel/resort; 03/02/2020; 8hrs/wk; Not during securities trading hours; Not investment related

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-10-17
• S65 Uniform Investment Adviser Law Examination
  2022-10-14

Other Names

• James Austin Head
• Austin Head
• James A Head