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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-05-07 |
| TX | RA | APPROVED | 2021-05-07 |
Branch Locations
760 West Main Street Suite 200, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Barrington | IL | 05/2007 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Deer Park | IL | 03/2019 | 05/2021 |
| Bank Of America, N.A. | Deer Park | IL | 04/2019 | 05/2021 |
| Morgan Stanley Smith Barney Llc | Barrington | IL | 05/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-09 |
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